Posts Tagged With FCPA

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Former Siemens Executive Pleads Guilty to Involvement in $100 Million Bribery of Argentine Government Officials

On March 15, 2018, Eberhard Reichart, the former Technical Manager of Siemens Business Services’ Major Projects division, pleaded guilty to one count of conspiracy to bribe Argentine government officials.  According to court documents, Reichert was involved in a decades-long scheme to pay tens of millions of dollars in bribes to the Argentine officials in order to secure a contract to create national identity cards.  To effectuate payment of the bribes, Reichert and his co-conspirators created ... Continue Reading

Transport Logistics International Inc. Agrees to Pay $2 Million Penalty to Resolve Foreign Bribery Case

On March 13, 2018, federal officials announced that they had resolved FCPA charges through a deferred-prosecution agreement (“DPA”) against a Maryland-based nuclear material transportation company.  According to court documents, Transport Logistics International, Inc. (“TLI”) conspired with others to pay more than $1.7 million in bribes to an official of Russian state-owned JSC Techsnabexport to secure improper business advantages and obtain or retain business.  TLI executives reportedly caused fake invoices to be prepared to create the ... Continue Reading

Deputy Attorney General Rosenstein Delivers Remarks at the 32nd Annual ABA National Institute on White Collar Crime

On March 2, 2018, Deputy Attorney General Rod Rosenstein delivered the keynote address at the American Bar Association’s National Institute on White Collar Crime, highlighting recent convictions, resolutions, and areas of focus for the DOJ.  In his prepared remarks, Rosenstein noted that the current administration was not relaxing its enforcement efforts targeting white collar crime, but added that DOJ will seek to “avoid imposing penalties that disproportionately punish innocent employees, shareholders, customers, and other stakeholders.” ... Continue Reading

Former President of Maryland-Based Transportation Company Indicted on 11 Counts Related to Foreign Bribery, Fraud, and Money Laundering Scheme

On January 12, 2018, federal officials announced an 11-count grand jury indictment that was filed against the former co-president of a Maryland-based transportation company specializing in the transportation of nuclear materials in connection with an alleged foreign bribery scheme.  According to the indictment, Maryland resident Mark Lambert conspired with others at the transportation company (“Transportation Company A”) between at least 2009 and October 2014 to bribe an official at JSC Techsnabexport (“TENEX”), a subsidiary of ... Continue Reading

Keppel Offshore & Marine Ltd. and U.S.-Based Subsidiary Agree to Pay $422 Million in Global Penalties to Resolve Foreign Bribery Case

On December 22, 2017, Keppel Offshore & Marine Ltd. (“KOM”) and its wholly owned U.S. subsidiary, Keppel Offshore & Marine U.S.A. Inc. (“KOM USA”), agreed to pay a combined total penalty of more than $422 million to resolve charges with authorities in the United States, Brazil, and Singapore arising out of a scheme to pay bribes to Brazilian officials.  In addition, on the same day, KOM USA pled guilty in the Eastern District of New ... Continue Reading

Former Embraer Sales Executive Pleads Guilty to Foreign Bribery and Fraud Charges

On December 21, 2017, a former sales executive of Brazilian aircraft manufacturer Embraer S.A. (“Embraer”) pled guilty to Foreign Corrupt Practices Act (“FCPA”), wire fraud, money laundering, and false-statements charges in connection with his role in an alleged bribery scheme involving Saudi Arabia’s state-controlled oil company.  According to the criminal information filed in U.S. District Court for the Southern District of New York and statements made during court proceedings, British national Colin Steven orchestrated payments ... Continue Reading

Head of Organization Backed by Chinese Energy Conglomerate, and Former Foreign Minister of Senegal, Charged with Bribing High-Level African Officials

On November 20, 2017, federal officials announced the unsealing of a criminal complaint filed in the Southern District of New York against the head of a Hong Kong-based non-governmental organization (“NGO”) and the former Foreign Minister of Senegal in connection with an alleged multiyear foreign bribery scheme.  According to the complaint, Hong Kong resident Chi Ping Patrick Ho, head of an NGO funded by a Chinese conglomerate (the “Energy Company”), conspired with then–Senegalese Foreign Minister ... Continue Reading

Two Executives Plead Guilty to Role in Foreign Bribery Scheme

On November 9, 2017, authorities announced two former executives of a Dutch oil and gas services company (the “Company”) pled guilty to conspiracy to violate the FCPA before the Honorable David Hittner of the Southern District of Texas.  According to documents filed with the court, former Company CEO Anthony “Tony” Mace and Robert Zubiate, a former sales and marketing executive at a Houston-based subsidiary of the Company, participated in a scheme to bribe officials of ... Continue Reading

Acting Assistant Attorney General Kenneth A. Blanco Delivers Remarks at Foreign Corrupt Practices Act / Organisation for Economic Cooperation and Development Anniversary Conference at the NYU School of Law

On November 9, 2017, then–Acting Assistant Attorney General for the DOJ’s Criminal Division Kenneth A. Blanco delivered remarks at the NYU School of Law’s Foreign Corrupt Practices Act / Organisation for Economic Cooperation and Development (“FCPA/OECD”) Anniversary Conference in New York, held this year to mark the 40th anniversary of the FCPA and the 20th anniversary of the OECD’s Anti-Bribery Convention (the “Convention”).  Blanco, who has since left the DOJ and will now serve as ... Continue Reading

Five Individuals Charged in Foreign Bribery Scheme Involving Rolls-Royce Plc and Its U.S. Subsidiary

On November 7, 2017, federal authorities announced criminal charges against five individuals in connection with an alleged foreign bribery scheme involving Rolls-Royce Plc. (“Rolls-Royce”) and its U.S.-based subsidiary.  According to the DOJ’s press release and related court filings, Petros Contoguris, the founder and CEO of Gravitas & Cie. International Ltd. (“Gravitas”), former Rolls-Royce employees James Finley, Keith Barnett, and Aloysius Zuurhout, and international engineering consulting firm executive Andreas Kohler conspired to bribe foreign officials in ... Continue Reading

Sweden-Based Telia Company AB Enters Global Resolution of Over $965 Million for Foreign Bribery Allegations

On September 21, 2017, Telia Company AB entered into a global settlement under which is agreed to pay a combined total penalty of $965 million for a scheme to bribe a government official in Uzbekistan.  According to court documents, Telia and its Uzbek subsidiary, Coscom, paid approximately $331 million in bribes to an Uzbek government official, who was closely related to another high-ranking official, in exchange for access to the Uzbek telecom market.  Payments were ... Continue Reading

Gabonese-French Dual Citizen Sentenced to 24 Months Imprisonment for Bribing African Officials

On May 31, 2017, Samuel Mebiame, a dual citizen of Gabon and France, was sentenced to 24 months in prison for conspiring to bribe government officials in multiple countries in Africa.  In December of 2016, Mebiame pled guilty to conspiring to violate the FCPA.  In his plea agreement, Mebiame admitted that, in his capacity as a “fixer” for a joint venture company owned by New York-based hedge fund Och-Ziff Capital Management Group LLC and a ... Continue Reading

Acting Principal Deputy Assistant Attorney General Trevor N. McFadden Speaks at American Conference Institute’s 7th Brazil Summit on Anti-Corruption

On May 24, 2017, Acting Principal Deputy Assistant Attorney General Trevor N. McFadden spoke at the American Conference Institute (“ACI”) Brazil Summit on Anti-Corruption.  McFadden’s remarks highlighted recent developments in the Department of Justice’s international cooperation efforts, and provided an update on the Department’s FCPA Pilot Program.  Speaking in São Paulo, McFadden called Brazil one of the United States’ closest allies in fighting corruption, pointing to four global resolutions negotiated by American and Brazilian authorities.  ... Continue Reading

Attorney General Jeff Sessions Delivers Remarks at the Ethics and Compliance Initiative Annual Conference

On April 24, 2017, Attorney General Jeff Sessions spoke at the Ethics and Compliance Initiative Annual Conference.  In his remarks, Sessions stated that he wanted to “make clear” that, under his leadership, “the Department of Justice remains committed to enforcing all the laws”  including “laws regarding corporate misconduct, fraud, foreign corruption and other types of white-collar crime.”  Sessions noted that he spent his “first weeks as Attorney General” making sure that the Department “strengthens its ... Continue Reading

Acting Principal Deputy Assistant Attorney General Trevor N. McFadden of the Justice Department’s Criminal Division Speaks at ACI’s 19th Annual Conference on Foreign Corrupt Practices Act

On April 20, 2017, Acting Principal Deputy Assistant Attorney General Trevor N. McFadden spoke at the American Conference Institute (“ACI”) about the Department of Justice’s continued focus on white collar crime.  Affirming the Department’s commitment, McFadden said, “While we are boosting our focus on violent crime prosecutions, the Criminal Division is fully engaged in combating crime in all its forms, and no matter what color collar its perpetrators wear.  McFadden highlighted the work of the ... Continue Reading

Acting Principal Deputy Assistant Attorney General Trevor N. McFadden Speaks at Anti-Corruption, Export Controls & Sanctions 10th Compliance Summit

On April 18, 2017, Acting Principal Deputy Assistant Attorney General Trevor N. McFadden addressed attendees at the Anti-Corruption, Export Controls & Sanctions Compliance Summit in Washington, D.C. about Corporate Social Responsibility.  Referencing his time working in private practice, McFadden expressed his view that “the vast majority of international business and business leaders want to get compliance right.”  He also said that the improvements in corporate compliance were “quite impressive” as compared to before the enactment ... Continue Reading

Acting Assistant Attorney General Kenneth A. Blanco Speaks at the American Bar Association National Institute on White Collar Crime

On March 10, 2017, Acting Assistant Attorney General Kenneth A. Blanco addressed the 31st annual American Bar Association White Collar Crime conference about the Criminal Division, and in particular its efforts with respect to white collar crime and corruption in the international arena.  Blanco noted the Department’s success in its anti-money laundering and counter-terrorist financing efforts, as well as its continued efforts in preventing the abuse of shell companies.  Blanco then described the customer due ... Continue Reading

Deputy Assistant Attorney General Trevor McFadden Delivers Remarks at Global Investigations Review Conference in Washington, DC

On February 16, 2017, Deputy Assistant Attorney General Trevor McFadden delivered remarks on FCPA enforcement at the Global Investigations Review Conference in Washington, DC.  McFadden’s remarks, delivered 40 years after the passage of the FCPA, described the history of FCPA enforcement and signaled continuity in DOJ’s approach under the new Administration.  McFadden described the past 15 years of FCPA enforcement as a continuous effort under the Bush and Obama Administrations, and signaled continuity with DOJ’s ... Continue Reading

Las Vegas Sands Corporation Agrees to Pay Nearly $7 Million Penalty to Resolve FCPA Charges Related to China and Macao

On January 19, 2017, Las Vegas Sands Corp., a Nevada gaming and resort company, entered a non-prosecution agreement and agreed to pay $6.96 million to resolve alleged FCPA violations in connection with transactions in China and Macao.  According to admissions in the agreement, Sands failed to implement effective internal accounting controls to ensure the legitimacy of payments to a consultant promoting the Sands brand in China and Macao.  Sands also failed to prevent the false ... Continue Reading

Rolls-Royce plc Agrees to Pay $170 Million Criminal Penalty to Resolve Foreign Corrupt Practices Act Case

On January 17, 2017, Rolls-Royce plc agreed to pay the United States nearly $170 million as part of an $800 million global resolution with the United States, United Kingdom, and Brazil.  Rolls-Royce entered into a deferred prosecution agreement in connection with charges that the company conspired to violate the anti-bribery provisions of the FCPA.  According to admissions in the agreement, between 2000 and 2013, Rolls-Royce paid more than $35 million in bribes through third parties ... Continue Reading

Chilean Chemicals and Mining Company Agrees to Pay More Than $15 Million to Resolve FCPA Charges

On January 13, 2017, Sociedad Quimica y Minera de Chile (SQM) entered into a DPA and agreed to pay more than $15 million as a criminal penalty for failure to implement internal controls and falsifying its books and records under the FCPA.  The DPA provides that between 2008 and 2015, SQM made donations to foundations tied to Chilean politicians, including approximately $630,000 to foundations controlled by a Chilean official with influence over the Chilean government’s ... Continue Reading

Zimmer Biomet Holdings Inc. Agrees to Pay $17.4 Million to Resolve Foreign Corrupt Practices Act Charges

On January 12, 2017, Zimmer Biomet Holdings, Inc. entered into a three-year deferred prosecution agreement (“DPA”) in connection with charges that the company failed to implement a system of effective internal controls under the FCPA.  The DPA requires Zimmer Biomet to pay a $17.4 million criminal penalty and retain a compliance monitor for three years.  In addition, an indirect subsidiary of Zimmer Biomet, JERDS Luxembourg Holding S.àr.l., agreed to plead guilty to a one-count criminal ... Continue Reading

Two Businessmen Plead Guilty to Foreign Bribery Charges in Connection with Venezuela Bribery Schemes

On January 10, 2017, Juan Jose Hernandez-Comerma and Charles Quintard Beech III pled guilty for their roles in a foreign bribery scheme in connection with contracts from Petróleos de Venezuela S.A. (“PDVSA”), Venezuela’s state-owned and state-controlled energy company.  Hernandez-Comerma pled guilty to one count of conspiracy to violate the FCPA and one count of violating the FCPA.  Hernandez-Comerma conspired with others to pay bribes, including by providing recreational travel and entertainment to PDVSA officials in ... Continue Reading

General Cable Corporation Agrees to Pay $20 Million to Resolve Investigation into Foreign Corrupt Practices Act Violations

On December 29, 2016, General Cable Corporation (“General Cable”) entered into a non-prosecution agreement and agreed to pay a $20 million criminal penalty to resolve the government’s investigation into payments made to foreign government officials in Angola, Bangladesh, China, Indonesia and Thailand in violation of the Foreign Corrupt Practices Act.  General Cable is a Kentucky-based manufacturer and distributor of cable and wire.  According to General Cable’s admissions, beginning in 2002, some foreign subsidiaries used third-party ... Continue Reading

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